Statutory Requirements

 

BRANTAM FINANCIAL SERVICES HOLDINGS (PTY) LTD

(herein after referred to as "BRANTAM")
Registration No. 1987/005024/06
FSP Licence Number 544

BUSINESS DETAILS OF BRANTAM

Postal Address: PO Box 41110, Craighall, 2024
Physical Address: 12 Montrose Avenue, Craighall Park
Telephone Number: 27 (11) 789 1255
Website: www.brantam.co.za

NAMES AND CONTACT DETAILS:

 

Name: Derek Sumption
Position: MD
Telephone Number: 27 (83) 267 9393
E-mail Address: dereks@brantam.co.za

 

Name: Paul Argent
Position: Pensions Director
Telephone Number: 27 (83) 453 3103
E-mail Address: paula@brantam.co.za

 

Name: Tarryn McDairmant
Position: Representative
Telephone Number: 27 (79) 278 9529
E-mail Address: tarrynd@brantam.co.za

 

LEGAL AND CONTRACTUAL STATUS

BRANTAM is currently a public company. BRANTAM accepts responsibility for its own actions and for the actions of any of its representatives that may be performed by them while acting within the course and scope of their employment. Please feel free to contact the abovementioned directors, for further information. BRANTAM can provide you, on request, with a list of representatives of the company who are rendering services under supervision as defined in the determination of fit and proper requirements, if required.

INDEPENDENT COMPLIANCE OFFICER

Name: Dale Oliver Nussey
Practice Number: 3496
Physical Address: 137 Daisy Street, Sandown, Sandton
Postal Address: 14 Notwani Road, Emmarentia, 2195
Telephone Number: 27 (11) 322 4752
Facsimile Number: 27 (11) 322-4610
Date of Appointment: February 2006

PROFESSIONAL INDEMNITY

BRANTAM does not hold guarantees as contemplated in part 4 of the regulations, promulgated under the Short Term Insurance Act, 1998, nor Fidelity Insurance. Brantam does hold professional indemnity.

FINANCIAL SERVICES FOR WHICH BRANTAM IS AUTHORISED

In terms of the licence issued to BRANTAM by the Registrar, BRANTAM is authorised to provide financial services in respect of the following categories of financial products:

 

FINANCIAL PRODUCT

ADVICE

INTERMEDIARY SERVICE

1

Long-term Insurance : Category A (Funeral Cover)

N

N

2

Short Term Insurance - Personal Lines

N

N

3

Long-term Insurance : Category B

N

N

4

Long-term Insurance : Category C

Y

Y

5

Retail Pension Benefits

Y

Y

6

Pension Fund Benefits (excluding retail pensions benefits)

Y

Y

7

Securities and Instruments : Shares

LIMITED

N

8

Securities and Instruments : Money Market Instruments

Y

Y

9

Securities and Instruments : Debentures and Securitised Debt

N

N

10

Securities & Instruments : Warrants, Certificates and Other Instruments

N

N

11

Securities and Instruments : Bonds

Y

Y

12

Securities and Instruments : Derivative Instruments

Y

N

13

Participatory Interests in Collective Investment Schemes

Y

Y

14

Foreign Currency Denominated Investment Instruments

Y

Y

15

Health Service Benefits

N

N

16

Deposits defined in the Banks Act ? Exceeding 12 months

N

N

17

Deposits defined in the Banks Act ? 12 months or less

N

N

 

SERVICE & PRODUCT SUPPLIERS

  • M-Cubed Capital Prime
  • Silica Coronation
  • Nedcor Group Foord Asset Management
  • PSG Alphen
  • AOS OMIGSA
  • Investec Group Sanlam Asset Management
  • Allan Gray

Although we, as the asset managers of the funds, have access to a myriad of service providers, we tend to narrow these down to a select few. Please note that this list is not finite and may change from time to time.
 

Online Portfolio Access

This facility is available to existing Brantam investors.